UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (Right to Buy) (1) | 06/15/2020 | 06/15/2030 | Common Stock | 91,409 | $ 8.73 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 7,105 | $ 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lockwood Ryan 2050 W. 190TH STREET, SUITE 400 TORRANCE, CA 90504 |
Chief Financial Officer |
/s/ Ryan Lockwood | 04/18/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of which vest in equal monthly installments thereafter over three years, subject to such Reporting Person's continued service to the company through such dates. |
(2) | Restricted Stock Units were granted on May 12, 2021 pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan and shall vest in three equal installments on each of the next three anniversaries of the grant date. |