Delaware |
68-0623433 |
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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Large accelerated filer
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☒
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Smaller reporting company
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☐
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Accelerated filer
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☐
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Emerging growth company
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☐
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Non-accelerated filer
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☐
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Title of securities to be registered
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Amount to
be
registered
(1)(2)
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Proposed maximum
offering
price per
share(3)
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Proposed
maximum
aggregate
offering
price(3)
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Amount of
registration
fee
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Common Stock, par value $0.001 per share
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1,500,000
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$
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9.67
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$
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14,505,000
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$
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1,344.61
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(1) |
Pursuant to Rule 416(a), this Registration Statement covers, in addition to the number of shares of CarParts.com, Inc., a Delaware corporation (the “Company” or the “Registrant”), common stock, par value
$0.001 per share (the “Common Stock”), stated above, options and other rights to purchase or acquire the shares of Common Stock covered by this Registration Statement and, pursuant to Rule 416 under the Securities Act of 1933, as amended
(the “Securities Act”), any shares of Common Stock that become issuable under the CarParts.com, Inc. 2016 Equity Incentive Plan (the “Plan”) by reason of any stock dividend, stock split, recapitalization or other similar transaction that
results in an increase in the number of the Registrant’s outstanding shares of Common Stock.
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(2) |
Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the Plan on January 1, 2022 pursuant to an “evergreen” provision contained in the Plan. Pursuant to
such provision, on January 1 of each calendar year commencing in 2017 and ending on (and including) January 1, 2026, the number of shares authorized for issuance under the Plan is automatically increased by 1,500,000 shares; provided, that
the Board of Directors of the Registrant may act prior to January 1st of a given year to provide that there will be no January 1st increase for such year or that the increase for such year will be a lesser number of shares of Common Stock
than would otherwise occur.
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(3) |
Pursuant to Securities Act Rule 457(h), the maximum offering price, per share and in the aggregate, and the registration fee were calculated based upon the average of the high and low prices of the Common
Stock on January 18, 2022, as quoted on the Nasdaq Global Select Market.
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Item 3.
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Incorporation of Documents by Reference.
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(a) |
the Company's Annual Report on Form 10‑K for the fiscal
year ended January 2, 2021;
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(b) |
the Company’s definitive proxy statement on Schedule 14A
filed on April 27, 2021;
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(c) |
the Company's Quarterly Reports on Form 10-Q for the quarter ended April 3, 2021, July 3, 2021,
and October 2, 2021;
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(d) |
the Company's Current Report on Form 8-K filed with the SEC on April 6, 2021 (with respect to Item 5.02 only), May 20, 2021, August
3, 2021, August 5, 2021 (other than
with respect to Item 2.02), November 22, 2021, and December 21, 2021;
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(e) |
the description of the Company's Common Stock, par value $0.001 per share, as contained in the Registration Statement on Form 8‑A filed under the Securities Exchange
Act of 1934, as amended (the "Exchange Act"), as updated by the description of our common stock contained in Exhibit 4.2 to our
Annual Report on Form 10-K for the fiscal year ended January 2, 2021, including any amendment or report filed under the Exchange Act for the purpose of updating such description.
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Item 5.
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Interests of Named Experts and Counsel.
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Item 8.
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Exhibits.
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Exhibit
No. |
Description of Exhibit
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4.1
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4.2
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4.3
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4.4
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4.5
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4.6
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5.1
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23.1
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23.2
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24.1
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99.1
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99.2
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99.3
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99.4
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99.5
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99.6
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99.7
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CARPARTS.COM, INC.
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|||
By:
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/s/ Lev Peker
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Name: Lev Peker | |||
Title: Chief Executive Officer
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Signature
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Title
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Date
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/s/ Lev Peker
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Chief Executive Officer and Director
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January 19, 2022
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Lev Peker
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(Principal Executive Officer)
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/s/ David Meniane
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Chief Financial Officer and Chief Operating Officer
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January 19, 2022
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David Meniane
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(Principal Financial and Accounting Officer)
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/s/ Warren B. Phelps III
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Chairman of the Board
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January 19, 2022
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Warren B. Phelps III
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/s/ Jim Barnes
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Director
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January 19, 2022
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Jim Barnes
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/s/ Lisa Costa
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Director
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January 19, 2022
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Lisa Costa
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/s/ Jay K. Greyson
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Director
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January 19, 2022
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Jay K. Greyson
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/s/ Nanxi Liu
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Director
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January 19, 2022
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Nanxi Liu
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/s/ Ana Dutra
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Director
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January 19, 2022
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Ana Dutra
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/s/ Henry Maier
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Director
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January 19, 2022
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Henry Maier
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