Delaware
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68-0623433
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|
(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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Large accelerated filer ☐
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Accelerated filer ☑
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Non-accelerated filer ☐
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Smaller reporting company ☐
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Emerging growth company ☐
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Title of
Securities
To Be Registered
|
Amount
To Be
Registered
|
Proposed
Maximum
Offering
Price
Per Share
|
Proposed
Maximum
Aggregate
Offering
Price
|
Amount Of
Registration
Fee
|
|||||||||||||
Common Stock, $0.001 par value per share
|
1,500,000(1)(2) shares
|
$
|
15.30
|
(3
|
) |
$
|
22,950,000
|
(3
|
) |
$
|
2,503.85
|
(3
|
) |
(1) |
Pursuant to Rule 416(a), this Registration Statement covers, in addition to the number of shares of CarParts.com, Inc., a Delaware corporation (the “Company” or the “Registrant”), common stock, par value $0.001
per share (the “Common Stock”), stated above, options and other rights to purchase or acquire the shares of Common Stock covered by this Registration Statement and, pursuant to Rule 416 under the Securities Act of 1933, as amended (the
“Securities Act”), any shares of Common Stock that become issuable under the CarParts.com, Inc. 2016 Equity Incentive Plan (the “Plan”) by reason of any stock dividend, stock split, recapitalization or other similar transaction that results
in an increase in the number of the Registrant’s outstanding shares of Common Stock.
|
(2) |
Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the Plan on January 1, 2021 pursuant to an “evergreen” provision contained in the Plan. Pursuant to such
provision, on January 1 of each calendar year commencing in 2017 and ending on (and including) January 1, 2026, the number of shares authorized for issuance under the Plan is automatically increased by 1,500,000 shares; provided, that the
Board of Directors of the Registrant may act prior to January 1st of a given year to provide that there will be no January 1st increase for such year or that the increase for such year will be a lesser number of shares of Common Stock than
would otherwise occur.
|
(3) |
Pursuant to Securities Act Rule 457(h), the maximum offering price, per share and in the aggregate, and the registration fee were calculated based upon the average of the high and low prices of the Common Stock on
March 12, 2021, as quoted on the Nasdaq Global Select Market.
|
Item 3. |
Incorporation of Certain Documents by Reference
|
(a) |
The Company’s Annual Report on Form 10‑K for its fiscal year ended January 2, 2021, filed with the Commission on March 16, 2021 (Commission File No. 001-33264).
|
(b) |
The Company’s Quarterly Reports on Form 10-Q for its fiscal quarters ended March 28, 2020, filed with the Commission on May 6, 2020 (Commission File No. 001-33264), June 27, 2020, as filed with the Commission on August 11, 2020 (Commission File No. 001-33264), and September 26, 2020, as filed with the commission on November 10, 2020 (Commission File No. 001-33264);
|
(c) |
The Company’s Current Reports on Form 8-K, filed with the Commission on April 16, 2020, May 4, 2020, June 3, 2020, June 16, 2020, June 22, 2020, July 17, 2020 (other than with respect to Item 7.01), July 27, 2020 (other than with respect to Item 7.01), August 17, 2020, and November 13, 2020 (other than with respect to Item 7.01) (each,
Commission File No. 001-33264); and
|
(e) |
the description of our common stock contained in our Registration Statement on Form 8-A as filed with the SEC on January 27,
2015 pursuant to Section 12(b) of the Exchange Act, as updated by the description of our common stock contained in Exhibit 4.2
to our Annual Report on Form 10-K for the fiscal year ended January 2, 2021, filed with the SEC on March 16, 2021.
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Item 5. |
Interests of Named Experts and Counsel
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Item 8. |
Exhibits
|
Exhibit
Number
|
Description of Exhibit
|
|
4.1
|
||
4.2
|
||
4.3
|
||
4.4
|
||
4.5
|
||
4.6
|
||
5.1
|
||
23.1
|
||
23.2
|
||
24.1
|
||
99.1
|
||
99.2
|
||
99.3
|
||
99.4
|
||
99.5
|
||
99.6
|
||
99.7
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CARPARTS.COM, INC.
|
|||
By:
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/s/ Lev Peker
|
||
Lev Peker
|
|||
Chief Executive Officer
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Signature
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Title
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Date
|
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/s/ Lev Peker
|
Chief Executive Officer and Director
(Principal Executive Officer)
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March 18, 2021
|
|
Lev Peker
|
|||
/s/ David Meniane
|
Chief Financial Officer and
Chief Operating Officer
(Principal Financial and Accounting Officer)
|
March 18, 2021
|
|
David Meniane
|
|||
/s/ Warren B. Phelps III
|
Chairman of the Board
|
March 18, 2021
|
|
Warren B. Phelps III
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/s/ Jim Barnes
|
Director
|
March 18, 2021
|
|
Jim Barnes
|
|||
/s/ Lisa Costa
|
Director
|
March 18, 2021
|
|
Lisa Costa
|
|||
/s/ Jay K. Greyson
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Director
|
March 18, 2021
|
|
Jay K. Greyson
|
|||
/s/ Sol Khazani
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Director
|
March 18, 2021
|
|
Sol Khazani
|
|||
/s/ Mehran Nia
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Director
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March 18, 2021
|
|
Mehran Nia
|
|||
/s/ Nanxi Liu
|
Director
|
March 18, 2021
|
|
Nanxi Liu
|